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ASIC Australian financial services licensing
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Australian Securities & Investments Commission AFS authorised representatives register
Extracted from ASIC's database at AEST 08:03:55 on 31/05/2016
Licence No. 335692
Name INTERNATIONAL CAPITAL MARKETS PTY. LTD.
ACN 123 289 109
Commenced 02/07/2009
Condition start date time 22/10/2010
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to wholesale clients only for the following classes of financial products:
(i) non standard margin lending facilities; and
(b) deal in a financial product to wholesale clients only by:
(i) applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) non standard margin lending dacility; and
(c) provide financial product advice to retail and wholesale clients for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) securities; and
(iv) standard margin lending facility;
(d) deal in a financial product to retail and wholesale clients by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) securities; and
(D) standard margin lending facility; and
(e) make a market for the following financial products in respect of retail and wholesale clients:
(A) foreign exchange contracts; and
(B) derivatives;
to retail and wholesale clients.

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