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Condition start date time 03/10/2008 |
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1. |
This licence authorises the licensee to carry on a financial services business to: |
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(a) |
provide financial product advice for the following classes of financial products: |
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(i) |
deposit and payment products limited to: |
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(A) |
basic deposit products; |
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(ii) |
derivatives; |
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(iii) |
foreign exchange contracts; |
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(iv) |
interests in managed investment schemes excluding investor directed portfolio services; |
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(v) |
interests in managed investment schemes limited to: |
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(A) |
MDA services; and |
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(vi) |
securities; |
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(b) |
deal in a financial product by: |
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(i) |
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products: |
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(A) |
derivatives; |
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(B) |
foreign exchange contracts; and |
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(C) |
interests in managed investment schemes limited to: |
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(1) |
MDA services; and |
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(ii) |
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products: |
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(A) |
deposit and payment products limited to: |
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(1) |
basic deposit products; |
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(B) |
derivatives; |
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(C) |
foreign exchange contracts; |
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(D) |
interests in managed investment schemes excluding investor directed portfolio services; and |
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(E) |
securities; and |
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(c) |
make a market for the following financial products: |
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(i) |
derivatives; |
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to retail and wholesale clients. |
